Maxim Group

Maxim Group is a leading investment banking, securities and investment management firm. The Firm provides an array of financial services including: investment banking, equity research, private wealth management, structured products, and global institutional equity, fixed-income and derivative sales & trading to a diverse range of corporate clients, institutional investors and high net worth individuals.

Maxim Group is registered as a broker-dealer with the U.S. Securities and Exchange Commission and the Municipal Securities Rulemaking board (MSRB). We are members of the following: Financial Industry Regulatory Authority (FINRA); Securities Investor Protection Corporation (SIPC); NASDAQ Stock Market; and NYSE Arca, Inc.

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