Maxim Group

Third-party Research Disclosures

Please see below for the appropriate third-party research disclosures for the following companies with regard to Maxim Group and its affiliates.

Ownership

Maxim Group and/or an affliate of Maxim Group beneficially own common equity securities in the following companies.

Company Name Ticker Symbol
Asiamart AAMA
China Carbon Graphit CHGI
China Gerui Advanced Materials CHOP, CHOPW
CNS Response CNSO
Community Bankers Acquisition BTC.U
Debt Resolve DRV
Digital FX International DXN
FMG Acquisition Corp. FMGQ, FMGQ.U, FMGQ.W
Fortress America FIGI
Fuwei Films FFHL
Gerova GFC, GFCWT, GFCU
Healthcare Acquisition Corp HAQ
ImaRX Therapeutics IMRX
Incredimail MAIL
Irvine Sensors, Inc. IRSN
Isoray Inc ISR
Nastech Pharmaceuticals NSTK
Nile Therapeutics NLTX
Oncovista Inc. OVIT
Pro Pharmaceuticals, Inc. PRW
Provectus Pharmaceuticals PVCT
Remote MDX RMDX
Response Genetics RGDX
Seanergy SHIP
Shiner International SHNL
Sparta Commercial Services SRCO
Starfire Systems STFMF
Techniscan TESY
The Quantum Group Inc. QGP
Universal Guardian Holdings UGHO
Vringo VRNG-U
Whitewing Environmental Corp WWLI
WT Holdings AAMA
Xstream beverage Network XBVG
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